Nomura Securities International Inc. (NSI) provides one of the most dynamic and efficient Soft Dollar, Directed Brokerage
and IB/EB Arrangements in the financial services industry, offering quality execution services, experienced sales coverage, competitive ratios and web-based account access. NSI provides
clients with a web based application to ensure that clients have the latest information at their disposal,
including daily updates detailing all equity transactions and disbursements by T+1.
Clients have the option to view these detailed monthly reports through a password protected website, which also gives the users the added
flexibility to download to Microsoft Excel, or receive statements by e-mail or standard mail.
Under NSI's Soft Dollar program, disbursements for research and brokerage services that aid the investment manager's decision-making
process will be made in accordance with Section 28(e) of the Securities Exchange Act of 1934.
NSI's Directed Brokerage program gives plan sponsors the means to receive the direct and exclusive
benefits of the commissions paid. NSI provides several ways for the plan sponsor to achieve this objective, primarily through commission recapture or
expense reimbursement. In particular, hedge funds may be able to use commission credits for a
variety of resources necessary to achieve the objectives of their fund as described in the relevant offering memorandum.
NSI does not require any fees, minimums or volume requirements in effecting either a soft dollar or directed brokerage program.
Contact NSI to begin a relationship today.
Soft Dollars
Directed Brokerage
IB/EB Arrangements
Sample Statements
FAQ
Useful Links
Printer Friendly